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Ethical Scenarios for Financial Services Auditors

Format: On-demand

Internal auditors are expected to follow the IIA’s Global Internal Audit Standards. Domain II: Ethics and Professionalism contains five principles covering the ethical requirements for the profession. Each principle contains standards, which internal auditors are expected to apply and uphold. The ethical requirements of each principle help internal auditors translate it into practical behavioral norms. Adherence to these behavioral norms is critically important for any industry, and for any organization.

This course is intended to demonstrate how to achieve conformance with Domain II and is geared toward helping internal auditors in a financial services environment successfully promote an ethical culture in the profession of internal auditing. The scenarios in the course demonstrate and provide real-life examples on how to deal with and resolve situations encountered by financial services internal auditors as they relate to making ethical decisions.

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