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2024 Financial Services Exchange

September 23 - 24, 2024 | Washington, DC

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Get the Frank Advice You Need to Master the Regulatory Landscape

Internal auditors in the finance, banking, and insurance industries face the complex task of mastering the regulatory landscape to effectively test controls and mitigate risks. Staying ahead in this ever-evolving environment is crucial for success.

Join us at the Financial Services Exchange to:

  • Connect with Peers: Network with professionals from banking, credit unions, insurance, asset management, and more.
  • Engage with Policymakers: Discuss key issues and gain insights directly from regulatory experts.
  • Enhance Your Skills: Gain practical takeaways, tools, and techniques through practice sharing and success stories.
  • Earn CPE Credits: Eligible for up to 11.4 CPE credits, meeting requirements for both The IIA and NASBA

The Financial Services Exchange delivers comprehensive and diverse content tailored to various industries and audit teams of all sizes.

View Program | Register Now | Explore Big Idea Exchange | Earn Regulatory Ethics CPE

Discussion Topics Include:
  • Artificial Intelligence (AI)
  • Banking Crisis
  • Blockchain
  • Cryptocurrency
  • Emerging Technologies
  • Fintech
  • IIA Global Standards
  • Insurance
  • Quality Program Updates
  • Wealth Management

Opening Message from The IIA Global Chair

Terry Grafenstine

EVP, Chief Audit Executive at PenFed
Senior Vice Chair IIA Global Board of Directors

Day 1
Keynote

Kelly Paxton

Certified Fraud Examiner and Licensed Private Investigator

Day 2
Keynote

Christina Ho

Board Member, Public Company Accounting Oversight Board

Conference Emcee

Greg Offner

Author, Musician, Award-Winning
Keynote Speaker


 

New for This Year – “The Big Ideas Exchange”

This newly formatted break out session allows those who are attending in person to discuss seen and unexplored opportunities to lead team innovation through fostered collaboration and meaningful discussions among industry professionals.  Take a deep dive into one of four critical topics:

Managing Human Capital
Navigating New Regulations
Safeguarding Privacy
Humanizing Financial Relationships

What to Expect:

  • Interactive Learning: Choose from one of the four topics and join the session most relevant to you and contribute to discussions that matter.
  • Expert Facilitation: Benefit from guided discussions that encourage innovative thinking and practical solutions for emerging leaders.
  • Exclusive Access: This in-person session is a must-attend for those looking to maximize their conference experience.

Whether you're working through current challenges or exploring future opportunities, the “Big Ideas Exchange” is the perfect setting to connect, collaborate, and contribute to shaping the future of the financial services industry.


 

Earn Regulatory Ethics CPE Credits

Attention! Are you looking for credits to fulfill your regulatory ethics CPE credit requirements? Then be sure to catch these key sessions which meet NASBA qualifications for regulatory ethics:

  • Monday’s Opening Keynote: “Nobody’s Fool: Fraud and Behavioral Science in Today’s World” by Kelly Paxton
  • Tuesday’s CS 6-3 Session: “Ethics in the Digital Age: Auditing FinTechs” by Lourdes Miranda

 

In-Person Member

AMAZING MEMBER VALUE!

$1,495*

*MEMBERS SAVE $374 ON IN-PERSON REGISTRATION.
IN-PERSON NON-MEMBER PRICE:

 $1,869

Register Now

VIRTUAL

FANTASTIC MEMBER SAVINGS!

$1,395*

*MEMBERS SAVE $474 ON VIRTUAL REGISTRATION.
VIRTUAL NON-MEMBER PRICE:

 $1,869

Special Rate available for Public Sector 

Public Sector Members, make sure you are signed into your IIA online profile and go to the registration page to see your discounted rate options.

Special Group Rate for 10+ Available***

A special group rate is available for purchases of ten (10) or more. To make a Group purchase or for more information on Group discounts, please get in touch with Group Services.

Contact Group Services at GetTraining@theiia.org

Sponsorship and Exhibitors

Are you interested in reaching this audience with your services and message?

Email Sponsorships@theiia.org to talk with us on how you can position yourself as a thought leader, reach new markets and build your brand as part of our sponsorship program.